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Compliance Exchange Group Owner verified
732 Smithtown Bypass, Suite 203 Smithtown, NY, 11787Last time updated: 12/17/24, 7:24 PM
About
Compliance Exchange Group (CXG) offers a comprehensive suite of services tailored specifically to the broker-dealer industry. Whether you're looking to establish a new broker-dealer firm or enhance the compliance framework of an existing one, CXG provides expert guidance every step of the way.
Services Include:
Broker-Dealer Compliance Consulting
Broker-Dealer Registration Services
Broker-Dealers for Sale
Starting a Broker-Dealer
Buying a Broker-Dealer
Chief Compliance Officers (CCO) & Chief Operating Officers (COO) Services
Financial and Operations Principal (FinOP) Services
Series 24, 27, 29, 53, and 4 Licenses Support
Registered Options Principal (ROP) Services
Images
Compliance Exchange Group - The Market Leader in Broker Dealer Transactions
Frequently Asked Questions
Which days is Compliance Exchange Group open?
Open on Monday, Tuesday, Wednesday, Thursday, Friday.
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